Legal & regulatory

Know who is acting, in what capacity, before capital moves.

R3i operates across multiple jurisdictions and transaction structures. Legal entity, role, regulated pathway and economic interest are therefore made explicit by mandate.

01 · Entities

Entity architecture

R3i IncDelaware, United States. Management and origination company. Not a registered broker-dealer.
R3i Ventures Pte. Ltd.Singapore, UEN 202012003M. Singapore management company. The DealDesk operates through this entity. Not a registered broker-dealer.
Planet43 Pte LimitedSingapore. Holds R3i's ring-fenced intellectual property and venture-creation assets, invented by R3i Holdings Pte Limited and assigned to Planet43 under a Master IP Assignment. Not a registered broker-dealer.
Finalis Securities LLCRegistered U.S. broker-dealer (SEC File No. 8-70425; CRD No. 305908), member FINRA/SIPC. Chaperones securities transactions involving U.S. persons and provides access to its broker-dealer network.
Funds and SPVsR3i develops transaction-specific vehicles for eligible investors, available only through confidential offering documentation.

R3i maintains offices in Delaware, Luxembourg (c/o the Luxembourg House of Financial Technology) and Singapore. Registered office addresses are listed on the Firm page. Entity roles and registrations are mapped by jurisdiction and made available to qualified counterparties under confidentiality as part of diligence.

02 · Regulated activity

Securities activity

R3i Inc and its affiliates are not themselves registered U.S. broker-dealers. Where securities-related activity involves U.S. persons, it is conducted through a chaperoning arrangement with Finalis Securities LLC, a registered broker-dealer and member FINRA/SIPC.

The R3i entities originate, structure and introduce. Regulated execution is performed by the registered provider. Entity roles and registrations are mapped by jurisdiction and made available to qualified counterparties under confidentiality as part of diligence.

R3i does not solicit, offer or sell securities via the internet. Any offering is made only to qualified investors through confidential offering documentation. US interests, where offered, are offered in reliance on the Regulation D private-placement exemption to accredited investors only.

03 · Capacity

Principal versus intermediary activity

R3i may participate in a transaction as principal, originator, adviser or through an affiliated investment vehicle. The applicable role and any related-party interest are disclosed before execution.

Fee arrangements are disclosed in priority order rather than layered silently. Investment Committee members recuse themselves from any decision in which they hold a personal or related-party interest. Related-party investments between R3i-managed vehicles and ventures originated within the platform are disclosed to investors and are subject to independent valuation review.

04 · Client capital

R3i does not accept client transaction capital into its operating-company accounts

Transaction and subscription capital moves through the relevant vehicle, escrow, administrator or regulated execution provider identified in the transaction documentation, and never through an R3i operating account.

05 · AML & KYC

Anti-money-laundering and know-your-counterparty

A risk-based AML/KYC policy applies across all R3i entities and is a precondition of access to the DealDesk and of any commitment to an R3i vehicle. Source of funds, beneficial ownership, sanctions and politically-exposed-person screening are undertaken before a counterparty is admitted to a transaction.

06 · Anti-bribery

Anti-bribery & anti-corruption

R3i has zero tolerance for bribery and corruption in any form. No director, officer, employee, agent or intermediary acting on R3i's behalf may offer, give, solicit or accept a bribe, kickback or facilitation payment, whether directly or through a third party, to obtain or retain business or any improper advantage.

This policy applies across all jurisdictions in which R3i operates and is consistent with the U.S. Foreign Corrupt Practices Act, the UK Bribery Act 2010, and applicable local anti-corruption law. Gifts and hospitality are permitted only where modest, transparent and properly recorded. Concerns may be reported confidentially — get in touch.

07 · Privacy

Personal data

Controller. R3i Inc (Delaware, United States) is the controller of personal data submitted through this website. Correspondence runs on the r3iventures.com domain.

What we collect, and why. Enquiry forms collect the information you choose to provide — name, email address, organisation, role and the context of your enquiry — for the purpose of assessing and responding to mandates and institutional enquiries, and for compliance obligations including KYC, AML and sanctions screening where a relationship proceeds. The legal basis is our legitimate interest in assessing enquiries directed to us; steps taken at your request prior to entering an engagement; and legal obligation, for compliance processing.

Sharing. Personal data is shared only with R3i's affiliated entities and with professional and regulated service providers — legal, compliance, execution and administration — where required for the purposes above, under confidentiality. Personal data is not sold and is not used for advertising.

Retention. Enquiry data is retained for as long as needed to assess and respond, and thereafter only where a regulatory, compliance or record-keeping obligation requires it.

Analytics. This website uses privacy-preserving, aggregate analytics without advertising cookies or cross-site tracking.

Your rights. Depending on your jurisdiction, you may have rights of access, rectification, erasure, restriction, portability and objection, and the right to complain to a supervisory authority. Exercise them by writing to leesa@r3iventures.com. This notice is reviewed by counsel and updated as processing changes.

08 · Disclaimer

Basis on which this site is published

This website is for informational purposes only and does not constitute investment advice, an offer to sell or a solicitation of an offer to buy any security. Any offering is made only to qualified investors via confidential documentation.

Past performance is not indicative of future results. Any figures on this website that relate to performance are historical, may be partly unrealised, and carry their basis and period in the offering materials from which they are drawn. Forward-looking statements are modelled or indicative only.

R3i's authentic web properties are r3i.vc and its subdomains, including lab.r3i.vc and vena.r3i.vc. Correspondence runs on the r3iventures.com domain. Any other website, domain, profile or representation is not endorsed by R3i and should not be relied upon.

The privacy notice is set out above. Full terms & conditions are available on request — get in touch. See also AI safety.

R3i.vc · Legal & regulatory — informational only